Securities Regulations

The Law Firm of Ekaterina Mouratova, PLLC provides specialized legal services and guidance to entrepreneurs, start-ups, and established businesses in regards to fundraising, compliance with securities laws & regulations, capital market transactions, investments and related matter. We offer practical advice and creative solutions.

  • Angel investors
  • Venture capital
  • Restricted stock and options
  • Private placement
  • JumpStart Our Business Startups Act (JOBS Act)
  • Equity Crowdfunding
  • Exempt offerings
  • Offerings to public up to $1 Million
  • Offerings up to $5 Million
  • Offerings of any amount to accredited investors and a limited number of sophisticated unaccredited investors
  • Offshore transactions
  • Intrastate offerings
  • Offerings to employees, directors and consultants
  • Blue Sky Laws
  • Broker-Dealer registration and compliance
  • Investment Advisor registration and compliance
  • Exemption from registration for foreign brokers and advisors
  • Registration for Forex dealers

Through the years of assisting U.S. based and foreign companies, which are willing to enter U.S. financial markets, we have developed a deep body of knowledge about the complex U.S. regulations and every possible exemption that may be applicable to each particular case.

During the recent years the options for companies seeking to raise money has changed dramatically. We are committed to diligently guiding our clients to ensure they are aware of all nuances and able to take advantage of the best and most suitable methods.

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